Capital Market Finance and Accounting Research, Auditing Research, Internal Control and Risk Management Research

2015.08-2016.02 Senior Visiting Scholar sent by China Scholarship Council, Bloomsburg University of Pennsylvania, the U.S.

2010.04-2010.11 Visiting Scholar, Curtin University of Technology, AUS

2007.03-2008.03 Visiting Scholar sent by China Scholarship Council, Bloomsburg University of Pennsylvania, the U.S.

2001.09-2006.06 PhD (Financial Management), Dongbei University of Finance and Economics, P.R. China

1994.09-1997.04 Master (Accounting), Dongbei University of Finance and Economics, P.R. China

1980.09-1984.07 Bachelor (Accounting), Dongbei University of Finance and Economics, P.R. China

Accounting; Accounting Theory; Intermediate Financial Accounting (Bilingual); Identification and Investigation of Fraudulent Financial Reporting; Accounting Theory Monographic Study; Fraud Examination (Overseas Doctoral Course of School of International Education, English); etc.

Papers:

1. CHEN Yan, On Accounting Supervision, Accounting Research, 1996(03) 

2. CHEN Yan, Economic Thinking on the Methods of Accounting Information Disclosure, Accounting Research, 2004(08)

3. CHEN Yan, SUN Xiao-mei, Perspective on Accounting Regulation and Its Economic Consequences, Auditing Research, 2004(06)

4. CHEN Yan, CHEN Yan-li, Reflections on the Defects and Path Selection of Government Accounting Regulation in China, Public Finance Research, 2005(12)

5. FENG Bao-jun, CHEN Yan, SUN Pi-hai, The Influence of Pyramid Structure on Company’s Investment Efficiency Under the Soft Budget Constraint - Empirical Research Based on State-Owned Listed Companies in China, Finance and Trade Economics, 2013(05)

6. CHEN Yan, ZHANG Yong, ZHU Tian-xing, Factors that Impact Voluntary-Disclosure of the Assurance Report on Internal Controls – A study on a Shares in the Shanghai stock market in 2008, Mathematics in Practice and Theory, 2009(22)

7. Dennis B. Hwang , Patricia L. Golemon , CHEN Yan, Guanxi and Business Ethics in Confucian Society Today: An Empirical Case Study, Journal of Business Ethics, 2009, 89(02)

8. CHEN Yan, LIANG Shuo, YU Hong-jian, Accounting Information Quality, Analyst Forecast, and IPO Stock Price Information Content, Macroeconomics, 2015(11)

9. WU Xian-yun, CHEN Yan, YANG Wei-hua, A Research on the Effect of Government Subsidies on R&D Investment of Strategic Emerging Industries, Science Research Management, 2016(05)

10. XU Jia, CHEN Yan, Research on the Impact of Stakeholders on the Performance Evaluation of State-Owned Enterprises, Macroeconomics, 2016(07)

11. BAI Zhi-qi, CHEN Yan, WANG Xi, YU Hong-jian, An Empirical Study of Corporate Performance and Management Hidden Corruption in Chinese SOEs Based on Behavioral Economics, Science Research Management, 2018(02)

12. WU Xian-yun, CHEN Yan, LI Xiu-lan, LI Zuo-kui, R&D Investment, Government Subsidies and Corporate Value of Strategic Emerging Industries, Science Research Management, 2017(09)

13. CHEN Yan, LIU Xin-yuan, Occupational Fraud Decision-Making Based on Prospect Theory, Journal of Beijing Institute of Technology (Social Sciences Edition), 2012(03)

14. CHEN Yan, YU Hong-jian, YI Xiao-qing, Research on the Framework for Evaluating the Effectiveness of Internal Control in Administrative Institutions: From the Perspective of AHP and FCE, Research on Financial and Economic Issues, 2015(09)

15. KONG Chen, CHEN Yan, The Empirical Study on the Overconfidence, Risk Appetite and Tendency for Fraud of Management of State-Owned Enterprises, Journal of Shanxi University of Finance and Economics, 2016(02)

16. CHEN Yan, KONG Chen, WANG Lu, Psychological Processing of Decision-Making Information, Cognitive Bias and CEO’s Corrupt Conduct, Journal of Southeast University (Philosophy and Social Science), 2016(02)

17. CHEN Yan, GAO Zhi-lin, Must Mandatory Measures be Used to Regulate Accounting Fraud—— Analysis Framework Based on Behavioral Economics, Research on Financial and Economic Issues, 2017(07)

18. CHEN Yan, CHEN Yi-zao, YU Hong-jian, Rationalization of Diffusion of Responsibility, Negative Emotions and Fraudulent Tendency, Accounting Forum, 2017(02)

19. CHEN Yan, FAN Xing, CHENG Yuan, CEO Power, Overconfidence and Financial Reporting Fraud, Modern Finance and Economics-Journal of Tianjin University of Finance and Economics, 2017(10)

20. CHEN Yan, BAI Zhi-qi, YU Hong-jian, Is the Executives’ Misappropriation Behavior Caused by Compensation Incentive Failure? Empirical Evidence Based on Contract as Reference Points, Research on Financial and Economic Issues, 2019(02)

21. CHEN Yi-zao, CHEN Yan, YU Hong-jian, The Rationalization of Accounting Fraud Behavior Decision-Making: Study Analysis and Future Prospects, Foreign Economics & Management, 2019(07)

22. Zulfiqar Ali Memon, CHEN Yan, Muhammad Zubair Tauni, Hashmat Ali, The Impact of Cash Flow Volatility on Firm Leverage and Debt Maturity Structure: Evidence from China, China Finance Review International, 2018, 8(01)

23. Joseph Bikanyi Kuyon, CHEN Yan, The Impact of Corporate Social Responsibility on Growth of Companies, Journal of Economics and Sustainable Development, 2018, 9(16)

24. Zulfiqar Ali Memon, CHEN Yan, Ayaz Ali Samo, Corporate Governance, Firm Age, and Leverage: Empirical Evidence from China. Research Journal of Finance and Accounting, 2019, 10(02)

25. Bhat Kalim Ullah, CHEN Shi-hua, CHEN Yan, Jebran Khalil, Debt Capacity, Debt Choice, and Underinvestment Problem: Evidence from China, Economic Research-EkonomskaIstraživanja, 2020, 33(01)

Publications:

1. The Research of the Risk Control over Security Investment Based on Accounting Information Analysis, Editor in Chief, Dongbei University of Finance and Economics Press, 2007.12

2. Accounting Theory (Seventh Edition), Master Translator, Dongbei University of Finance and Economics Press, 2010.09

3. Financial Accounting (Sixth Edition), Master Translator, Dongbei University of Finance and Economics Press, 2009.08

4. Internal Management Control of Enterprises, Co-Writer, China Finacial & Economic Publishing House, 2004.07

5. Accounting (Third Edition), Co-Writer, Dongbei University of Finance and Economics Press, 2012.04

6. Research on Internal Control Reporting System Based on Accounting Relevance, Co-Writer, Lixin Accounting Publishing House, 2015

7. Enterprise Management and Control System of China, Co-Writer, Springer, 2014

Research Grants:

1. Research on the Deviation of Executive Compensation Incentive and Job Fraud Behavior: From the Perspective of Contract Reference Point, Humanities and Social Science Fund of Ministry of Education of China, Presider, 2020 (2020.01 Project Approval)

2. Research on the Job Fraud Behavior of State-Owned Enterprise CEOs from the Perspective of Cognitive Bias, The National Social Science Fund of China (Project No. 15BGL055), Presider, 2015.07-2018.06 (Completed)

3. Research on the Formation Mechanism and Control Strategy of Accounting Fraud Based on Behavioral Economics, Humanities and Social Sciences Program of Ministry of Education of China (Project No. 11YA63007), Presider, 2011.09-2015.03 (Completed)

4. Research on the Mechanism of CEO Job Fraud and Corruption: Evidence from China and Australia, Central Financial Support for Local University Development Special Fund of China (Project No. DUFE2015GY07), Presider, 2015.07-2015.12 (Completed)

5. Theoretical Research and Practical Testing of Internal Reporting Based on Accounting Relevance, The National Natural Science Foundation of China (Project No. 70972125), Leading Member, 2009-2011 (Completed)

6. Research on Financial Supervision of State-Owned Capital under the New State-Owned Asset Management System, The National Natural Science Foundation of China (Project No. 70372043), 2004-2008 (Completed)

1. Outstanding Backbone Young Teacher of Higher Education Institutions in Liaoning Province, 2000

2. The Bilingual Course Financial Accounting (Director), National Bilingual Teaching Demonstration Course of the National Quality Engineering Project Review, 2010

3. Innovation and Practice of University Research and Teaching Transformation Mechanism (Participated), the First Prize of the 6th Higher Education Teaching Achievement Award in Liaoning Province, 2009.06

4. Factors that Impact Voluntary-Disclosure of the Assurance Report on Internal Controls – A study on a Shares in the Shanghai stock market in 2008, the Second Prize in the Paper Category of Natural Science Academic Achievement Award of Liaoning Province, 2010

5. Heavenly Salary and Meager Cash Dividends, the Second Prize for Excellent Paper of China Chief Financial, 2008 & the Third Prize in the Paper Category of Natural Science Academic Achievement Award of Liaoning Province, 2010

6. Internal Management Control (Main Author), the Third Prize of the 4th Excellent Works in Humanities and Social Sciences of the Ministry of Education of China & the First Prize for the Outstanding Works of the People’s Government of Liaoning Province, 2006

7. Government Accounting Regulation, Legal and Reputation Mechanisms, the Third Prize for Excellent Papers of Association for Science and Technology of Liaoning Province & the Second Prize for Excellent Papers of Association for Science and Technology of Dalian, 2005

8. Research on Risk Control of Securities Investment Based on Accounting Information Analysis (Sponsored by Dalian Academic Monograph Funding in 2006), the First Prize of Dalian Academic Works, 2010

9. Research Report: A Comparative Study on the Construction of Internal Control Regulations between China and the United States, the Third Prize of the 14th Social Scientific Progress Award of Dalian, 2011